Financial Promotions are the means by which customers are persuaded to buy, invest or use regulated financial products. Financial Promotions remain a high-profile issue for the regulator and they are increasingly monitoring the marketing of financial products to clients. There is one course in this category
This Financial Promotions compliance training course provides a comprehensive introduction to the regulatory obligations relating to Financial Promotions. It considers the definition of a Financial Promotion and what it means for a promotion to be fair, clear and not misleading.
Key Learning Points
This course will help you to:
- Define what is meant by a financial promotion
- Identify when you need to be aware of the rules relating to financial promotions
- Apply the rules to your own job on a day-to-day basis
This course is for employees who are responsible for creating, reviewing and approving Financial Promotions and other communications within authorised businesses. It will be most relevant to those working in organisations providing investment services to retail clients, although much of the content will be applicable to firms in other sectors.
Compliance eLearning that helps you...
Increase engagement with beautiful, dynamic courses
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Equip employees to do their jobs well & reach their goals
Detect & prevent violations of the law
Protect your company and its assets from illegal activity
Avoid scenarios such as loss of authorisation and penalties