Financial Promotions Compliance Training

Financial Promotions

Financial Promotions are the means by which customers are persuaded to buy, invest or use regulated financial products. Financial Promotions remain a high-profile issue for the regulator and they are increasingly monitoring the marketing of financial products to clients. There is one course in this category

Financial Promotions

Duration: 45 Minutes

Financial Promotions

Duration: 45 Minutes

This Financial Promotions compliance training course provides a comprehensive introduction to the regulatory obligations relating to Financial Promotions. It considers the definition of a Financial Promotion and what it means for a promotion to be fair, clear and not misleading.

Key Learning Points

This course will help you to:

Define what is meant by a financial promotion
Identify when you need to be aware of the rules relating to financial promotions
Apply the rules to your own job on a day-to-day basis

Audience

This course is for employees who are responsible for creating, reviewing and approving Financial Promotions and other communications within authorised businesses. It will be most relevant to those working in organisations providing investment services to retail clients, although much of the content will be applicable to firms in other sectors.

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