The Senior Managers and Certification Regime (SMCR) is a key regulation that applies to all banks, building societies, credit unions, UK branches of foreign banks and the largest UK investment institutes. It also applies to all FCA/PRA regulated insurance and reinsurance institutes.
This course is an overview of SMCR from the firm’s perspective and is of use to anyone within the firm to understand the new SMCR regulations and helps raise awareness and comprehension of the conduct rules.
Key Learning Points
This course will help you to:
- Understand who SMCR applies to
- Understand your personal responsibilities
- Describe how the scheme works in practice
- Understand your firm’s obligations under the Regime
Audience
This course is suitable for all employees but particularly beneficial to Senior Managers and Certification Staff.
Course Sample
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Avoid scenarios such as loss of authorisation and penalties
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