The regulatory framework designed by the FCA pertains to a broad range of financial products and providers, from investment products to insurance, mortgage, pension schemes and bank accounts.
The Financial Conduct Authority (FCA), regulates and oversees the conduct of UK financial services companies and markets. The UK financial sector plays a key role not only in the economy but throughout wider society as a whole. This course will help your employees learn about the impact of the FCA's regulations on UK regulated businesses, including conduct rules and the requirements for treating customers fairly.
Key Learning Points
This course will help you to:
- Understand the FCA are and what it does
- Describe how firms and the FCA communicate with each other
- Describe what information is held on firms
- Understand how to find the rules that affect your firm
- Understand how the FCA expects firms to be compliant
Audience
This course is suitable for all employees in a financially regulated organisation.
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